Graham R Oconnell
Partner, PwC
- Role
- Partner Risk & Compliance at PwC
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Graham R Oconnell
Graham is a partner in PwC New York and has built 25 years experience as a lawyer, regulator and partner working across Europe, the UK and the US. He advises clients facing contentious issues: Regulatory Compliance; Supervision; Enforcement; Investigations and Litigation. Experience in the United StatesAdvising banks on Federal Reserve, FDIC, OCC, NY DFS and FinCEN criminal and regulatory casesInvestigations into Money Laundering, Sanctions evasion, Fraud, and Bribery & Corruption High Risk client managementImplementation of a new digital platform (AML & Anti-Fraud) for the #1 Fortune 500 company Experience in the UK & EuropeEnforcement Counsel - FSARegulatory Defense lawyer - DLA Piper RudnickLed MiFID EU Regulatory Change programs across Europe - PwC Appointed by HM Treasury as S.165 Lead Investigator into the collapse of a UK retail bankWind-down of Lehman Brothers (Europe) in administrationAudited the AML operations of a global bank to conclude a DPA brought by the SEC and DoJ. EducationBarrister, called to the Bar at Middle Temple in 1998Harvard Business School, Certificate of Management Excellence 2022
Experience
Partner Risk & Compliance
Nov 2016 — Present · New York, NY, US
Risk Management | Compliance | Enforcement | Governance | Litigation & E Discovery | Operational Risk | Transformation | Regulatory Supervision | Bribery & Corruption | Fraud | Conduct Risk | Market Abuse | Anti-Money Laundering | Systems and Controls | Consent Orders | Internal Audit investigation and closure | MRA Remediation | Forensic Accounting | Crisis Management | Financial Crime | Compliance Monitoring & Testing
Education
BPP Law School
Post Graduate Diploma in Law
1995 — 1996
City St George’s, University of London
Bar Vocational Course, Law
1996 — 1997
Harvard Business School Executive Education
CME, Leadership, Negotiation, Strategy
2019 — 2022
Skills
- Due Diligence
- Risk
- Financial Services
- Restructuring
- Anti Money Laundering
- Enterprise Risk Management
- Management Consulting
- Banking
- Risk Management
- Management
- Compliance
- Operational Risk
- Finance
- Capital Markets
- Governance
- Fraud
- Corporate Governance
- Aml
- Financial Risk
- Internal Controls
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