Graham Gordon
- Role
- Data Analysis Incorporated
- Location
- Queens County, NY, US
- LinkedIn followers
- 500 followers
About Graham Gordon
I am an experienced Compliance Officer with expertise in the Financial Services industry.…
Experience
Present
Skills
- Marketing Strategy
- Compliance Procedures
- Social Media
- Surveillance
- Government Filings
- Regulatory Submissions
- Equities
- Compliance
- Advertising
- Capital Markets
- Event Management
- Internal Controls
- Compliance Regulations
- Finra
- Securities Regulation
- Fixed Income
- Kyc
- Regulatory Analysis
- Procedure Creation
- Microsoft Excel
- Internal Audit
- Sec Filings
- Customer Service
- Management
- Procedure Review
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