Gopi Mohan
Principal Auditor
- Role
- Principal Auditor - Third Party Risk Management (Tprm) at Deutsche Bank
- Location
- Jacksonville, FL, US
- LinkedIn followers
- 500 followers
About Gopi Mohan
Accomplished Audit, Compliance, and Finance professional with over 20 years of experience in the financial industry. Expertise in leading complex audits, managing compliance frameworks, driving operational efficiency through innovation, and delivering robust financial governance. Skilled in risk management,vendor oversight, and regulatory compliance, with a proven track record of enhancing governance and ensuring alignment with industry standards.
Experience
Principal Auditor - Third Party Risk Management (Tprm)
Jan 2019 — Present · Jacksonville, FL, US
Provide leadership on audits and evaluated controls over financial and operational processes to ensure compliance with company policies, laws, and regulations. Identified and assessed risks for new audits, authored audit programs reviewed and updated work papers, performed process improvement reviews, tested procedures, and controls, reported findings, and made appropriate recommendations for enterprise change
Education
Symbiosis Centre for Distance Learning
Master of Business Administration (MBA), Finance, General
FINRA
Series 99 - Operations Professional
University of Calicut
Bachelor's degree
1996 — 1999
Skills
- Financial Modeling
- Derivatives
- Finance
- Accounting
- Capital Markets
- Regulatory Requirements
- Auditing
- Equity Derivatives
- Securities
- Fixed Income
- Internal Controls
- Corporate Finance
- Bloomberg
- Banking
- Due Diligence
- Hedge Funds
- Financial Markets
- Investment Banking
- Valuation
- Credit Derivatives
- Financial Services
- Global Regulatory Compliance
- Operational Risk
- Equities
- Financial Risk
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