Gina Welch
Governance Specialist @Wells Fargo Advisors
Signup · Get unlimited contacts
WORK HISTORY
Governance Specialist @Wells Fargo Advisors
Los Angeles, CA, US
Responsible for reviewing all compliance systems and reporting the findings on a daily basis-Ensure that branch compliance procedures fulfill all compliance requirements-Perform ongoing regulatory, compliance, and operational reviews-Make sure all employees in assigned branches complete required training and receive coaching on administrative policies, procedures and risk management and comply with all legal and regulatory requirements
ABOUT GINA WELCH
I am an accomplished financial service professional with 19+ years of experience in the banking and brokerage industries. Starting as a teller at Bank of America; through hard work and dedication I have been given the opportunity to wear many different hats. I am currently working as a Governance Specialist for Wells Fargo Advisors. This information is intended for use only by residents of CA only. Investment and Insurance Products are:* Not Insured by the FDIC or Any Federal Government Agency * Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate * Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. Opinions and comments do not necessarily represent the views of our firm. Additional guidelines can be found on wfa.com/social CAR-04•••••67
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.