Gilinda Soans
MBA in Finance with offering 10+ years of experience in Compliance, Fraud, AML, KYC and Payments.
- Role
- Director at Morgan Stanley
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Gilinda Soans
Masters in Financial management from JBIMS, Mumbai, working with remedial process…
Experience
Director
Jun 2024 — Present · IN
Perform Quality Control (QC) and Quality Assurance (QA) reviews of KYC profiles to ensure compliance with global and local regulatory requirements Validate the completeness and accuracy of client documentation and risk assessments across onboarding, periodic review, and event-driven review cycles.Identify and escalate issues, discrepancies, or non-compliance within KYC files to relevant stakeholders (Compliance, Front Office, KYC Operations).Maintain thorough documentation of review findings and support root cause analysis of KYC deficiencies.Collaborate with the front office, KYC analysts, and compliance teams to ensure timely resolution of quality issues and process gaps.Track quality trends and recommend control enhancements or training needs.Participate in internal audits, regulatory reviews, and process improvement initiatives.
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