Gifford Caesar
Driving Strategic and Operational Excellence within Compliance, Audit, and Risk Management
- Role
- Executive Director - Global Regulatory Exam & Audit Management (Client Onboarding & Documentation) at JPMorganChase
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Gifford Caesar
Proactive and accomplished leader with expertise in leading regulatory compliance teams and functions, including Anti-Money Laundering (AML)/Sanctions programs. Highly impactful through operationalizing risk management frameworks, executing risk assessments, and improving internal controls. Record of developing and leading highly productive global technology audit teams. Trusted partner to cross-functional leaders, skilled at building consensus and influencing risk-based strategic plans.
Experience
Executive Director - Global Regulatory Exam & Audit Management (Client Onboarding & Documentation)
Aug 2022 — Present · New York, NY, US
Responsible for managing global Regulatory Examinations, Regulatory Reporting, Internal/External Audits & Compliance Monitoring and Testing activities, and special projects globally for wholesale KYC operations (WKO), Document Management Office and the firm wide KYC Quality Assurance (QA) program. This includes responding to requests for information focused on the laws and regulations associated with financial crimes, i.e, BSA, KYC, AML, and OFAC.
Education
Indiana University Indianapolis
Master of Business Administration (MBA)
2003 — 2005
Howard University
1997, 2001
1997 — 2001
Skills
- Risk Assessment
- Sarbanes-Oxley Act
- Internal Controls
- Financial Risk
- Anti Money Laundering
- Change Management
- Internal Audit
- Governance
- Business Process Improvement
- Process Improvement
- Enterprise Risk Management
- Cisa
- Operational Risk Management
- Information Security Management
- Sdlc
- Risk Management
- Information Security
- Auditing
- IT Audit
- Business Analysis
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.