Geronimo Diaz
Senior Manager, Risk Advisor, Internal Control, Non-financial Risk - International Banking @Scotiabank
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WORK HISTORY
Senior Manager, Risk Advisor, Internal Control, Non-financial Risk - International Banking @Scotiabank
Toronto, ON, CA
Spearheaded the rollout and oversight of operational risk programs, such as New Initiatives Risk Assessment (NIRA), operational losses (fraud & non-fraud), risk and compliance self-assessment (RCSAs), Scenario Analysis, issue management, Key Regulatory Indicators (KRIs), and third party risk management (TPRM), driving governance & control environment improvements and supporting business lines during audit reviews.• Led the escalation and triage processes of operational risk events (OREs) by identifying risks, analyzing root causes, and advising business lines (1A) and internal control teams (1B), enhancing risk governance and compliance with policies and standards.• Produced executive risk reports and dashboards, including KPIs & KRIs, emerging risks alerts, operational losses, and issue management action plans updates. Supporting strategic decision-making and audit reviews.• Conducted the operational risk appetite (RA) annual assessment, presenting consolidated data for executive approval, to risk committees, and reporting monthly results.• Participated in complex risk mitigation projects, including P&L allocation, data breaches, and internal fraud. Collaborating with cross-functional teams to map control failures, develop risk mitigation action plans, and ensuring alignment with strategic risk management goals.• Developed and led Quality Assurance Testing initiatives for AML/KYC onboarding and FATCA/CRS control inventory, across retail banking, wealth management, and corporate and commercial banking, ensuring compliance and operational excellence.
EDUCATION
Universidad Rafael Urdaneta
Licentiate degree
University of Toronto School of Continuing Studies
Business communication
SKILLS
ABOUT GERONIMO DIAZ
Multilingual Banking & Finance Leader | International Banking & Wealth Management Specialist Dynamic and results-driven professional with over two decades of experience in the international banking advisory sector. I bring a proven track record of leadership in operational risk programs, regulatory compliance, and wealth management services for Private Banking and High-Net-Worth (HNW) clients. My career includes extensive tenure at Banco Occidental de Descuento (BOD) in Venezuela, where I excelled in both leadership and customer-facing roles, delivering personalized financial solutions to a diverse clientele. Key Strengths: • Customer-Centric Expertise: Developed and maintained strong client relationships, providing tailored advisory services and comprehensive wealth management solutions to HNW clients across Venezuela, Panama, Antigua & Barbuda, Curaçao, and The Dominican Republic. • International Banking & Wealth Management: Led advisory teams offering onshore and offshore banking services, international insurance services, ensuring seamless client experiences and optimizing financial outcomes. • Operational Excellence: Implemented operational risk programs, regulatory compliance programs, and quality assurance testing to enhance service delivery and mitigate risk. • Diverse Banking Expertise: Extensive knowledge in Retail, Small Business, Private Banking, and International Wealth Management, with a focus on designing and aligning business strategy with client needs and corporate strategy. Professional Development: Currently pursuing the Canadian Securities Course (CSC) certification, having already completed a Business Communication Diploma and the Conduct and Practice Handbook (CPH) certification, to seamlessly integrate global banking expertise into the Canadian financial environment. Beyond Work: Avid adventurer and outdoor enthusiast, passionate about mountain biking, boxing, hiking, and motorcycle riding. Proud member of two riding groups in Ontario, embracing camaraderie and exploration in my downtime.
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