Gemma Geoghegan
Compliance Manager @Barcan+Kirby
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WORK HISTORY
Compliance Manager @Barcan+Kirby
Overall responsibility for ensuring compliance with Lexcel • Delivering compliance inductions and assigning training to all new staff • Drafting and reviewing Staff and Office Manual, firm-wide policies, registers, procedures and agreements as required • Arranging and chairing risk meetings • Overall responsibility for ensuring the completion of file audits in accordance with procedures • Ensuring firm compliance with SRA Code of Conduct, maintaining register of any breaches, advising staff on Code, report to COLP • Supporting MLRO to include monitoring changes in law and regulation, reporting to NCA, updating policy, deal with staff queries about money laundering • Supporting DPO to include monitoring changes in law and regulation, dealing with staff queries, maintain incidents register • Training and reminding staff of obligations under Bribery Act, maintaining register of reports, reporting directly to COFA • Identifying and reporting any breaches of Accounts Rules
EDUCATION
The Manchester Metropolitan University
BSc (Hons), Business
University of the West of England
PG (Dip)/ LPC Law, Law
ABOUT GEMMA GEOGHEGAN
Experienced compliance professional with a demonstrated history of working in the legal…
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