Gayathri P
Assistant Manager - Compliance at EY | Data Security & Compliance | DLP | KYC/AML | Financial Risk & Regulatory Expert
- Role
- Senior at EY
- Location
- Bengaluru, KA, IN
- LinkedIn followers
- 500 followers
About Gayathri P
A compliance professional with 4.8 years of experience in AML/KYC, I specialize in…
Experience
Senior
Jul 2024 — Present · Bengaluru, IN
Regulatory Compliance Analyst – Investment Banking • Conducted KYC onboarding and periodic reviews across US, EMEA, and APAC jurisdictions, ensuring adherence to global AML regulations and jurisdiction-specific requirements. • Verified and assessed client documents and profiles, performing CDD and EDD on entities such as Investment Advisors, Broker-Dealers, Banks, Trusts, SPVs, Nonprofits, and various fund types (Mutual, Hedge, Private). • Utilized regulatory tools and databases (LexisNexis, World-Check, DNB reports, Wolfsberg, etc.) for investigation and risk assessment. • Collaborated with Client Relationship Managers, sales teams, and clients to gather missing documentation and resolve discrepancies. • Escalated suspicious activities to senior management and maintained compliance with regulatory standards. • Actively supported team members by addressing queries, enhancing productivity, and ensuring process quality.
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