Gavin Bailey
Compliance & Risk Management Professional | Advisory Compliance | Internal Control Management | Regulatory Compliance & Regulatory Risk Management | Strategic Planning | Team Leadership
- Role
- Compliance Advisor - Capital Markets & Securitizations at MUFG
- Location
- Brooklyn, NY, US
- LinkedIn followers
- 500 followers
About Gavin Bailey
Over 17 years of broker-dealer compliance advisory and operational risk experince…
Experience
Compliance Advisor - Capital Markets & Securitizations
Jan 2023 — Present · New York, NY, US
Provide real time compliance advisory coverage to the securitized products & capital markets businesses. Providing coverage of the compliance program for the asset-backed products business (including ABS, CMBS, RMBS and CLO). Ensured alignment with regulatory standards and proactively mitigating potential compliance risks across Securitized and Capital Markets business.
Education
Westfield State University
Bachelor of Science (B.S.), Finance and Economics
1999 — 2003
Skills
- Options
- Finance
- Interest Rate Derivatives
- Fixed Income
- Microsoft Office
- Management
- Political Law
- Banking
- Risk Management
- Hedge Funds
- Valuation
- Gses
- Regulatory Inquiries
- Fixed Income Compliance
- Primary Dealership
- Equities
- Regulatory Compliance
- Derivatives
- Financial Analysis
- Bloomberg
- Swap Execution Facility Rules
- Dodd-Frank
- Capital Markets
- Swap Execution Facility Rules
- Exotic Derivatives
- Financial Modeling
- Trace
- Trading
- Investment Banking
- Securities Regulation
- Securities
- Credit Derivatives
- Financial Services
- Microsoft Excel
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