Gautam Verma

Assistant Manager @Grip Invest

Gurugram, IN

Grip Broking Pvt. Ltd, Gurgaon Assistant Manager (KYC) September 2023 – Present Oversee account opening processes for individuals and corporate clients. Manage the end-to-end CKYC and KRA registration processes, ensuring compliance with all regulatory requirements. Coordinate with internal teams to resolve client queries related to account opening and KYC. Perform KYC batch uploads, document verification, and ensure data accuracy in the system. Coordinate with internal teams RM, Dealer and business partners to resolve client queries related to account opening and KYC. Religare Broking Ltd, Noida Deputy Manager (KYC) November 2019 – September 2023 Handled the account opening process, document verification, and KYC compliance for individual and corporate clients. Ensured smooth processing of CKYC, KRA, and UCC batch uploads. Coordinated with various branches to address and resolve client and operational queries. Worked closely with compliance teams to meet SEBI, NSE, and BSE regulatory standards. Fair Wealth Securities Ltd, New Delhi Senior Executive, KYC June 2008 – September 2019 Managed account opening processes for all types of clients (individuals, non-individuals, NRI). Conducted KYC document verification and coordinated with clients to address discrepancies. Ensured accurate filing, scanning, and stamping of KYC documents. Generated contract notes and statements, providing clients with necessary reports.

KANPUR UNIVERSITY

Bachelor of Science (BSc)