Gary L. Beckham
Senior Vice President, Chief Compliance Officer at Amova Asset Management Americas
- Role
- Chief Compliance Officer at Amova Asset Management
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Gary L. Beckham
Provide strong leadership as CCO and effective, solution oriented results. Experienced professional and executive officer with global regulatory exposure and extensive investment management experience with an emphasis on compliance, legal and operational risk. Focus areas: management; investment compliance; business & regulatory compliance and advisory; audits and project management; corporate governance & regulatory reporting; business development and operational compliance risk management. Key experience includes building and leading effective US compliance programs and oversight and maintenance of registered investment adviser firms subject to compliance with state and federal securities laws and regulations. Provide strategic, advisory guidance as a key partner with executive leadership, as well as local and global stakeholders and business units (Portfolio Management, Trading and Operations, Sales & Marketing, Client Services, Due Diligence, Legal, Risk, HR and IT). key contributor to various governance platforms (i.e, Board of Directors, Risk Management Committee), and overall business development, strategy and growth initiatives. Coverage includes a multitude of client types, products and strategies covering both traditional and alternative (equities, fixed income, credit, Hedge Funds, Fund of Funds, managed accounts, etc.). Extensive working and institutional knowledge includes, but is not limited to, US Securities Laws such as Investment Advisers Act and Investment Company Act, Banking laws, and Broker-Dealer regulation. Global firm experience, cross-border initiatives and international regulatory exposure and knowledge (Americas, Europe and Asia).
Experience
Chief Compliance Officer
Sep 2025 — Present · New York, NY, US
Education
St. John's University
Bachelor of Applied Science (B.A.Sc.), Criminal Justice and Law
Skills
- Global Regulatory Compliance
- Investment Management
- Investment Advisory
- Due Diligence
- Hedge Funds
- Derivatives
- Dodd-Frank
- Securities Regulation
- Securities
- Broker-Dealer Compliance
- Fund of Funds
- Alternative Investments
- Global Asset Management
- Bloomberg
- Capital Markets
- Operational Risk Management
- Operational Risk
- Private Equity
- Investments
- Equities
- Corporate Governance
- Asset Management
- Investment Advisers Act
- Banking
- Mutual Funds
- Risk Management
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