Gary Dawes
Head of Risk and Compliance Assurance @Royal London
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WORK HISTORY
Head of Risk and Compliance Assurance @Royal London
Responsible for developing and managing a monitoring team, providing independent and skilled 2nd line compliance monitoring oversight to all Royal London businesses of Intermediary, Consumer, Legacy, our platform business and Group supporting functions. Establishing and operating a comprehensive monitoring programme for compliance with the rules and guidance of the FCA and other regulators in accordance to the annual monitoring plan covering both the Group and relevant outsourcers and taking account of the Compliance team’s regulatory footprint.
EDUCATION
Leigh College
A levels
SKILLS
ABOUT GARY DAWES
Experienced compliance manager with over 34 years experience of working in the financial…
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