Garrett Wynne

Director and Legal Counsel @ Charles Schwab | Dispute Resolution, FINRA Arbitration, Litigation

Role
Director and Legal Counsel Risk & Regulatory Team (Litigation) at Charles Schwab
Location
Denver, CO, US
LinkedIn followers
500 followers

Experience

  1. Director and Legal Counsel Risk & Regulatory Team (Litigation)

    Charles Schwab

    Apr 2017 — Present · Denver, CO, US

    I am a member of Charles Schwab\'s Litigation & Regulatory group. I defend the firm in FINRA arbitration matters (as first chair and in partnership with outside counsel) and manage various litigation and regulatory matters. Additionally, I advise business units within Schwab on pre-litigation disputes and workplace investigations.Key functions- Management of litigation pending in court and before industry arbitration panels- Handle merits hearings / trials in FINRA arbitration- Development and implementation of strategy around and management of complex civil litigation and class actions- Management of outside counsel to drive effective litigation strategy- Help formulate and execute strategies to reduce risk throughout the Firm by educating business partners about pending litigation matters- Engage associates and leaders throughout the Firm to leverage their subject matter expertise in rendering advice and directing litigation.

Education

  • University of San Francisco School of Law

    Juris Doctor

  • University of California, Berkeley

    Bachelors of Science

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Garrett Wynne — Director and Legal Counsel Risk & Regulatory Team (Litigation) at Charles Schwab in Denver, CO, US | Unifers