Ganesh Naicker
Vice President @ Wells Fargo | Commercial Banking Compliance, Asset Management Compliance, Portfolio Management, Investment Banking Compliance,Exchange
- Role
- Vice President at Wells Fargo
- Location
- Chennai, TN, IN
- LinkedIn followers
- 500 followers
About Ganesh Naicker
Senior Compliance Leader with 13+ years of experience across top-tier institutions including Wells Fargo and Goldman Sachs. Specialized in Control Room, PMS Compliance, Commercial Banking Compliance, and Asset Management Compliance. Proven expertise in regulatory engagement (SEBI, RBI, MOF), cross-border compliance, risk assessments, and governance frameworks. Adept at leading global compliance programs, building control infrastructure, and streamlining operations using data analytics tools like Alteryx. Recognized for aligning regulatory requirements with business strategy, enhancing risk controls, and driving transformation across APAC, EMEA, and US markets.
Experience
Vice President
Jan 2024 — Present
Commercial Banking Compliance
Education
University of Mumbai
Bachelor of Business Administration (B.B.A.), Finance and Financial Management Services
2007 — 2010
University of Mumbai
Master of Business Administration (M.B.A.), Finance and Financial Management Services
2010 — 2012
The Chartered Institute for Securities & Investment (The CISI)
Global financial Compliance, Global Financial Compliance
2015 — 2015
Skills
- Currency Derivatives, Equity Derivatives & Equity Cash.
- Regulatory Compliance
- Capital Markets
- Financial Risk Management
- Trade Surveillance
- Surveillance
- Mis
- Control Room
- Personal Account Dealing
- Risk Management
- Trading
- Investment Banking
- Investment Management Industry
- Equities
- Electronic Communication Surveillance
- Derivatives
- Management
- Financial Modeling
- Internal Controls
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