Frederic Krieger
Partner at Stradley Ronon | Specializes in Financial Services and Securities Market Regulation
- Role
- Partner at Stradley Ronon
- Location
- Philadelphia, PA, US
- LinkedIn followers
- 500 followers
About Frederic Krieger
I am a Partner at Stradley Ronon in Philadelphia, practicing in the firm\'s leading investment management practice. I am co-chair of the Broker-Dealer Practice Group. I have successfully helped a variety of clients navigate complex financial services regulation, corporate compliance and firm governance matters. I have extensive knowledge of securities market regulation, both internally and domestically, including product, bank, broker-dealer, and investment management regulation, corporate governance, SEC and FINRA examinations, investigations and inquiries, internal investigations and compliance advice and training.I have also assumed various roles at the SEC, CBOE, NYSE-Regulation, law firms and investment firms in the disciplines. Specialties: Financial Services Regulation, Market Regulation (domestic and international).Firm bio:
Experience
Partner
Jan 2025 — Present · Philadelphia, PA, US
Education
Emory University School of Law
JD, Law
1972 — 1975
University of Pennsylvania
B.A., American Civilization (Honors)
1968 — 1972
Skills
- Equities
- Sec
- Hedge Funds
- Investments
- Emerging Markets
- Derivatives
- Litigation
- Broker-Dealer
- Capital Markets
- Financial Risk
- Securities Regulation
- Securities
- Finra
- Securities Litigation
- Financial Regulation
- Private Equity
- Financial Services
- Fixed Income
- Corporate Governance
- Aml
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