Franz Paetzold

Director Regulatory Riak Management @Barclays

Hoboken, NJ, US
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Feb 2024 — Present

Director Regulatory Riak Management @Barclays

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New York, NY, US

Serve as the central advisor on US regulatory requirements for the Risk Function Develop and implement strategies to ensure compliance with LRRs; collaborate with Legal and Compliance to strengthen the LRR framework; assess the impact of LRRs on the Risk function; contribute to the design and implementation of the LRR Risk Management Policy and Standard; maintain a strong understanding of banking regulations and second line oversight; assist the US Chief Risk Officer in Regulatory and Audit engagements; allocate LRR obligations across Risk horizontals; establish an oversight model for LRRs across Risk; provide oversight across the first and second lines of defense, resolving complex issues with stakeholders and ensuring effective LRR governance.

EDUCATION

N/A

Vassar College

Bachelor of Arts (B.A.), Economics Major, German Minor

N/A

New York Law School

Doctor of Law (J.D.)

SKILLS

TradingFixed IncomeCompliance OversightOperational Risk ManagementCompliance AssuranceHedge FundsCompliance ManagementSr08-8Financial ModelingBroker-Dealer OperationsSurveillanceBloombergEnterprise Risk ManagementControl AnalysisOperations ControlSecurities RegulationSecuritiesAnti Money LaunderingData ReconciliationRegulatory ComplianceBroker-DealerData MiningLegal CompliancePrivate BankingAccountingRegulatory GuidelinesPrivacy ProtectionTrust ServicesFinancial AnalysisRisk AssessmentRisk AnalysisInternal AuditCapital MarketsAuditingOperations ProcessesAuditProcess ImprovementEquitiesInternal ControlsCompliance

ABOUT FRANZ PAETZOLD

Contact - F••••••••@gmail.com / Cell: 97••••••26Licensed attorney and senior risk professional with 15+ years of experience in U.S. banking law, compliance, and regulatory risk. Expertise in interpreting complex regulations, leading risk assessments, driving issue remediation, enhancing compliance frameworks, and partnering with Legal, Compliance, Risk, and senior leadership to meet evolving regulatory expectations. Education - Juris Doctorate (JD) & Bachelor of Arts (BA) in EconomicsLicensed Member of the NY and NJ State Bar FINRA Licenses - 4, 7, 8,(9 & 10), 14, 24, 27, 53, 55, 63 and 79

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Franz Paetzold — Director Regulatory Riak Management at Barclays in Hoboken, NJ, US | Unifers