Frank Maiorano

Head of Ria and Family Office @Baron Capital

Manhattan Beach, CA, US
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Jan 2012 — Present

Head of Ria and Family Office @Baron Capital

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The RIA and Family Office team team at Baron is responsible for all RIA and Family Office, and Ultra High Net Worth relationships, running all product distribution, client relationships, due diligence, access to portfolio managers and ongoing portfolio updates and support.

EDUCATION

1978 — 1982

East Carolina University

Bachelor of Business Administration (BBA), Marketing

SKILLS

Customer ServiceAsset ManagmentNew Business Development401kInvestment StrategiesAlternative InvestmentsSeparately Managed AccountsAsset ManagementComplianceWealth ManagementManaged AccountsInvestment ManagementInvestment AdvisorySecuritiesSeries 6Capital MarketsSeries 7Series 24EtfsSeries 63Morningstar DirectStrategic PlanningFundraisingMarketing StrategyEntrepreneurshipSeries 65Portfolio ManagementEquitiesRetirement PlanningFinraBusiness StrategyCrmAsset AllocationBankingMutual FundsFixed IncomeInvestmentsFinancial AdvisoryExecutive ManagementCustomer Relations

ABOUT FRANK MAIORANO

Semi-finalist, Ernst & Young 2011 Entrepreneur of the YearCharles Schwab & Company Leadership AwardCover Story - Investment Advisor Magazine, October 2011Successful track record of building out strategically and tactically some of the most prolific businesses units and distribution platforms in the Mutual Fund, RIA, Family Office, and Bank Trust industry and sectors. For over 35 years I have dedicated my career to the growth and support of the Mutual Fund, Registered Investment Advisor, Family Office and Bank Trust sectors. Having deep knowledge and appreciation of the nuances of these sectors, I have been able to build some of the most prolific businesses within these sectors. With lifelong relationships, friends, and colleagues specific to niches, my reach is incredible broad, and my experience deep and my careers and \"focus on people\" has been impactful and filled with significant results. My diversified background started in the business as an Advisor starting a successful investment Advisory Firm, growing that to a regional footprint and being purchased by a major financial service firm. Then joining Schwab as one of the early pioneering RIA business builders and founder of their technology consulting, to CEO in the custody arena, and ultimately leading distribution with top tier Asset Management companies. This breadth of experiences uniquely affords me the depth and knowledge and demonstrated experience as and executive leader, strategic head, and a track record of hiring and recruiting the very best within our industry.

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