Frank Mancuso

About Frank Mancuso

Hands-on transformational leader with extensive experience across global regulatory…

Experience

1. Managing Director - Capital Markets Regulatory Engagement Lead

   Citi

   Aug 2022 — Present · New York, NY, US

   Responsible for the prudential and capital markets regulatory engagement, in developing and implementing the overall Capital Markets (SEC, FINRA, NFA, and CFTC) regulatory coverage strategies.Develop and implement the Capital Markets regulatory engagement strategy, in coordination with the FRB, OCC, and FDIC Regulatory Engagement Senior Leads and the broader Global Regulatory Engagement Team, to strengthen the engagement with Citi’s Capital Markets regulators.Establish and maintain strong working relationships with broader Global Regulatory Engagement team and key stakeholders firm-wide to communicate Capital Markets regulators’ priorities, and to keep abreast of the priorities of other regulatory bodies globally.Coordinate with the FRB, OCC, and FDIC Regulatory Engagement Senior Leads, Citi senior management and Regulatory Engagement leads in relevant businesses and functions to respond to regulatory requests in a timely, accurate way.Coordinate with Regulatory Exam Management, Regulatory Engagement teams and relevant senior leadership to ensure effective preparation for, and effective coordination and delivery of, all Capital Markets exams.Support timely regulatory responses and remediation efforts.Engage in the development of new rules and regulations.

Education

• Iona College

  BBS