Frank Lopiano
Vice President at Citigroup
- Role
- Vice President - Compliance (Retail Surveillance Officer) at Citigroup
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Frank Lopiano
Performance-driven compliance officer with a strong background in the following areas:…
Experience
Vice President - Compliance (Retail Surveillance Officer)
Mar 2017 — Present · Jersey City, NJ, US
Education
Pace University - Lubin School of Business
Bachelor of Business Administration (BBA), Public Accounting
1979 — 1983
Skills
- Asset Allocation
- Banking
- Actimize
- Mutual Funds
- Risk Management
- Portfolio Management
- Sharepoint
- Equities
- Investments
- Finra
- Alternative Investments
- Wealth Management
- Securities Regulation
- Securities
- Series 63
- Fixed Income
- Microsoft Office
- Series 7
- Management
- Financial Services
- Trading
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