Francine Casale
Director- Head of Registrations at Mizuho
- Role
- Director - Head of Registrations at Mizuho
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Francine Casale
Highly qualified Compliance professional/ Registration and Regulatory Reporting Manager…
Experience
Director - Head of Registrations
May 2022 — Present · US
Education
Brooklyn College
Elementary education
1982
Skills
- Trading
- Investment Banking
- Finance
- Regulatory Requirements
- Securities Regulation
- Securities
- Registration
- Series 24
- Aml
- Finra
- Series 63
- Financial Risk
- Anti-Fraud Coordination
- Anti Money Laundering
- Broker-Dealer/Investment Advisor Licensing
- Mutual Funds
- Risk Management
- Investments
- Capital Markets
- Series 7
- Kyc
- Legal Compliance
- Equities
- Financial Services
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