Francine Casale

Francine Casale

Director- Head of Registrations at Mizuho

Role
Director - Head of Registrations at Mizuho
Location
New York, NY, US
LinkedIn followers
500 followers

About Francine Casale

Highly qualified Compliance professional/ Registration and Regulatory Reporting Manager…

Experience

  1. Director - Head of Registrations

    Mizuho

    May 2022 — Present · US

Education

  • Brooklyn College

    Elementary education

    1982

Skills

  • Trading
  • Investment Banking
  • Finance
  • Regulatory Requirements
  • Securities Regulation
  • Securities
  • Registration
  • Series 24
  • Aml
  • Finra
  • Series 63
  • Financial Risk
  • Anti-Fraud Coordination
  • Anti Money Laundering
  • Broker-Dealer/Investment Advisor Licensing
  • Mutual Funds
  • Risk Management
  • Investments
  • Capital Markets
  • Series 7
  • Kyc
  • Legal Compliance
  • Equities
  • Financial Services

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