Florence Brod
Director at Morgan Stanley - Internal Audit - Wealth Management
- Role
- Director at Morgan Stanley
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Florence Brod
Banking industry professional with a broad knowledge of banking activities and associated areas of risks through my experience as an internal auditor and as a consultant specializing in financial risk management. My prior experiences have required strong analytical and risk assessment skills across the activities of global financial institutions. I am rigorous, structured, and have strong interpersonal and communication skills. My international experiences have made me highly adaptable. I am a GARP FRM (Financial Risk Manager) candidate (first level passed in November 2018 - 1st quartile) which has strengthened my quantitative skills (inc. statistics, valuation and risk models), and provided a strong and holistic understanding of strategic risks and the functions involved in their assessment and control.
Experience
Director
May 2019 — Present
Audit Coverage Manager for- The Consulting Group, investment advisory arm of Morgan Stanley Wealth Management, industry leader with >$1.5Tn in advisory assets- Global Investment Office, designs and maintains MSWM Discretionary portfolios and evaluates and selects investment managers & products for MS investment advisory programs• Design multiyear audit plan for coverage areas based on continuous monitoring and periodic riskassessment framework, and presented to the Firm’s Audit Operating Committee for validation.• Supervise audit plan execution, articulate/validate findings with Management and the Compliance, Operations, Legal and Risk departments’ stakeholders, and follow up and assist in design of corrective actions.• Design continuous monitoring activities for coverage areas, including definition of KRI/KPIs and active monitoring of regulatory landscape, to monitor performance, identify undetected risk areas and act as a partner to the business in proactively escalating and mitigating risk.
Education
Université Paris Dauphine - PSL
Master of Science (MSc), Economics, Finance and Actuarial sciences
Brandeis School of Business and Economics
Master of Arts, International Economics & Finance
Université Paris Dauphine - PSL
Bachelor's degree, Finance and Economics
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