Brock Scigliano

About Brock Scigliano

For over a decade, I’ve dedicated myself to enhancing profitability while addressing the complex financial needs of high-net-worth clients. My approach revolves around building strong, trust-based relationships, gaining a deep understanding of client goals, and delivering well-rounded financial strategies tailored to both immediate and long-term objectives. FINANCIAL PRODUCT DESIGN: At TD Ameritrade, I spearheaded the development of financial products by closely examining risk factors within client portfolios. I launched buffer notes to mitigate volatility and created income-generating products by collaborating with top banking representatives. This strategy offered clients both downside protection and potential gains, particularly for those making a $500k commitment. CLIENT CENTRICITY: Client success has always been my driving force. In one instance, I uncovered a misalignment in a client’s investment strategy and restructured their portfolio by shifting to $500k bonds for enhanced yield and long-term security. This personalized approach not only brought $156M in new assets but also earned me Top Performer and President’s Club recognition. TEAM LEADER: Throughout my time at Fidelity Investments, I focused on empowering my team to deliver exceptional client experiences. By promoting skill development and fostering expertise in financial solutions, I helped increase our revenue share. These experiences have refined my ability to guide both teams and clients through complex financial landscapes with clarity and confidence. Today, I’m committed to creating strategic financial plans that align client needs with effective investment solutions. My strength lies in building meaningful relationships and driving sustainable growth – if that’s what you’re looking for email me at b••••••••@gmail.com. Key Skills: High-Net-Worth Client Management | Client Education & Nurturing | Market Trend & Portfolio Evaluation | Structured Notes & Preferred Stock | Internal/External Liaison

Experience

1. Financial Advisor

   Prudential Advisors

   Aug 2025 — Present

Education

• University of Arizona

  Bachelor of Arts - BA

  2005 — 2010