Faraaz Uddin
- Role
- Financial Compliance Associate at PIMCO
- Location
- Anaheim, CA, US
- LinkedIn followers
- 500 followers
About Faraaz Uddin
As part of the Trade Surveillance team at PIMCO, I have sharpened my knowledge of stocks,…
Experience
Financial Compliance Associate
Jan 2023 — Present
Review daily surveillance reports of firm transactions -Perform forensic reviews of market-abuse and e-surveillance alerts -Follow-up with trade floor personnel on report outliers and escalate potential issues as appropriate to members of Surveillance Team -Assist compliance personnel with various projects and ad hoc tasks
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