Falguni Shah

Associate Director - Non Financial Risk @UBS

Mumbai, MH, IN
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

May 2024 — Present

Associate Director - Non Financial Risk @UBS

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IN

Control Management Frameworks - Non Financial Risk Support and Change Management.

EDUCATION

2006 — 2008

The ICFAI University, Dehradun

Masters, Finance

2006 — 2008

Mumbai University Mumbai

Masters, Commerce

N/A

Cambridge Judge Business School

Compliance

N/A

ACAMS

CERTIFIED ANTI-MONEY LAUNDERING SPECIALIST

SKILLS

Data ManagementEmployee Trading SurvellienceEmployee Compliance and Trade MonitoringData QualityCompliance ManagementInvestment Banking

ABOUT FALGUNI SHAH

Compliance and risk professional with over 15 years of experience specializing in non-financial risk, Complaince, and Operations Management Currently serving as Associate Director of Non-Financial Risk at UBS, supporting control management frameworks and driving initiatives to strengthen compliance and risk protocols. Certified Anti-Money Laundering Specialist (ACAMS), contributing to robust compliance measures and operational integrity. At UBS, collaborated with teams to enhance compliance risk assessments, conduct risk policies, and stakeholder management. Known for tailored solutions in policy advisory and training for compliance frameworks affecting over employees. Dedicated to fostering a culture of accountability, efficiency, and proactive risk mitigation in complex financial environments.

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