Fagun Soni

Legal and Compliance

Role
Compliance Associate Wealth Management at Morgan Stanley
Location
Mumbai, MH, IN
LinkedIn followers
500 followers
Finance & AccountingView LinkedIn profile

About Fagun Soni

Wealth Management Compliance Associate, performing and analyzing potentially suspicious…

Experience

  1. Compliance Associate Wealth Management

    Morgan Stanley

    Oct 2022 — Present · Mumbai, IN

Education

  • National Institute of Securities Markets (NISM)

    NISM-Series-VII : Securities Operations and Risk Management

  • KES' Shroff college of Arts & Commerce

    Bachelor of commerce - Finance

    2013 — 2015

  • National Institute of Securities Markets (NISM)

    NISM-Series-V-A : Mutual Fund

  • Welingkar Institute of Management

    Master of Business Administration - MBA

    2018 — 2020

  • National Institute of Securities Markets (NISM)

    Nism - Series I : Currency Derivatives

  • National Institute of Securities Markets (NISM)

    NISM - Series VIII : Equity Derivatives

  • Imarticus Learning

    Investment Banking

    2019 — 2020

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Fagun Soni — Compliance Associate Wealth Management at Morgan Stanley in Mumbai, MH, IN | Unifers