Fagun Soni

Legal and Compliance

Role
Compliance Associate at Morgan Stanley
Location
Mumbai, IN
LinkedIn followers
500 followers
Finance & AccountingView LinkedIn profile

About Fagun Soni

Capital Markets Investigator at BNP Paribas, performing and analyzing potentially suspicious trades and orders placed with a purpose of manipulation. Financial Advisor with a rich experience in the financial services industry. Skilled in risk profiling, analytics, and management by implementing fundamentals & technicalities of investments.

Experience

  1. Compliance Associate

    Morgan Stanley

    Oct 2022 — Present · Mumbai, IN

Education

  • National Institute of Securities Markets (NISM)

    NISM-Series-V-A : Mutual Fund

  • Welingkar Institute of Management

    Master of Business Administration - MBA, Financial Planning and Services, A

    2018 — 2020

  • KES' Shroff college of Arts & Commerce

    Bachelor of commerce - Finance, Finance and Financial Management Services, B

    2013 — 2015

  • National Institute of Securities Markets (NISM)

    NISM - Series VIII : Equity Derivatives, Finance, General

  • Imarticus Learning

    Investment Banking, Finance and Financial Management Services, A

    2019 — 2020

  • National Institute of Securities Markets (NISM)

    Nism - Series I : Currency Derivatives

  • National Institute of Securities Markets (NISM)

    NISM-Series-VII : Securities Operations and Risk Management

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Fagun Soni — Compliance Associate at Morgan Stanley in Mumbai, IN | Unifers