Fagun Soni
Legal and Compliance
- Role
- Compliance Associate at Morgan Stanley
- Location
- Mumbai, IN
- LinkedIn followers
- 500 followers
About Fagun Soni
Capital Markets Investigator at BNP Paribas, performing and analyzing potentially suspicious trades and orders placed with a purpose of manipulation. Financial Advisor with a rich experience in the financial services industry. Skilled in risk profiling, analytics, and management by implementing fundamentals & technicalities of investments.
Experience
Compliance Associate
Oct 2022 — Present · Mumbai, IN
Education
National Institute of Securities Markets (NISM)
NISM-Series-V-A : Mutual Fund
Welingkar Institute of Management
Master of Business Administration - MBA, Financial Planning and Services, A
2018 — 2020
KES' Shroff college of Arts & Commerce
Bachelor of commerce - Finance, Finance and Financial Management Services, B
2013 — 2015
National Institute of Securities Markets (NISM)
NISM - Series VIII : Equity Derivatives, Finance, General
Imarticus Learning
Investment Banking, Finance and Financial Management Services, A
2019 — 2020
National Institute of Securities Markets (NISM)
Nism - Series I : Currency Derivatives
National Institute of Securities Markets (NISM)
NISM-Series-VII : Securities Operations and Risk Management
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