Esther Reiter
Executive Director - Enterprise Compliance Operations at Wells Fargo & Co.
- Role
- Executive Director- Enterprise Compliance Operations at Wells Fargo
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Esther Reiter
Seasoned Compliance professional with over 20 years of experience in Core Compliance specializing in creating technology driven processes designed to increase efficiency and centralized solutions; Conflicts of Interest; Personal Trading; Outside Business Activities; Employee and Supervisor Training; Systems Development; Risk Management; Policies, Procedures and Training Materials; Offshoring/Near Shoring and developing KRI/KPI for senior management and functional business leads.
Experience
Executive Director- Enterprise Compliance Operations
Aug 2023 — Present
Education
University at Albany, SUNY
Bachelor’s Degree
Skills
- Capital Markets
- Finra
- Bloomberg
- Asset Management
- Onboarding
- Policy
- Fixed Income
- Banking
- Risk Management
- Investments
- Financial Services
- Management
- Trading
- Investment Banking
- Securities
- Equities
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