Esa Joshi
Manager, Control Optimization, Remediation & Regulatory Delivery @TD
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WORK HISTORY
Manager, Control Optimization, Remediation & Regulatory Delivery @TD
Toronto, ON, CA
EDUCATION
University of Toronto
Human Resource Management
University of Toronto
Hons. B.A.+ Distinction
ABOUT ESA JOSHI
With a strong foundation in financial services and a track record of leading high-impact initiatives, I specialize in delivering strategic solutions that enhance efficiency and mitigate risk.In my current role, I manage end-to-end projects to address and resolve audit findings related to branch banking controls and processes. I collaborate closely with stakeholders to define and implement strategies that align with audit standards, regulatory requirements, and operational best practices, ensuring corrective actions are sustainable and risks are mitigated.My experience also includes building 1A monitoring oversight functions, branch banking sales & advice, and leading remote/in-person teams through large-scale initiatives and changes. I’ve driven improvements that bolster operational resilience and compliance across the organization.Further to this, I am a proud advocate of DEIB and I actively contribute to community initiatives.*|#TDEmployee; views expressed are my own | Information shared is relative to my own experience & perception |
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