Erika A. Subieta
Legal & Regulatory ➙ Navigating complex securities regulatory landscape ➙ Business Counsel ➙ Thought Leadership ➙ Legal Risk Mitigation➙ Transformative Coaching
- Role
- Director - Legal Counsel at Charles Schwab
- Location
- Austin, TX, US
- LinkedIn followers
- 500 followers
About Erika A. Subieta
Securities Attorney | Regulatory Expertise | Business CounselorWith expansive regulatory and securities knowledge, I’ve become known for my capability to address risk, resolve business concerns, and serve as a key resource to executives and staff on diverse business issues. “It takes 20 years to build a reputation and five minutes to ruin it.” – Warren Buffet
Experience
Director - Legal Counsel
Jan 2019 — Present
Corporate Counsel to Schwab Advisor Services
Education
University of Florida - Warrington College of Business
B.S. Business Administration, Finance
South Texas College of Law Houston
J.D.
Skills
- Due Diligence
- Securities Regulation
- Securities
- Mediation
- Compliance
- Mergers & Acquisitions
- Private Placements
- Investment Advisory
- Asset Management
- Corporate Finance
- Corporate Law
- Contract Negotiation
- Investments
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