Erika Yelle
Chief Compliance Officer at Coldstream
- Role
- Chief Compliance Officer at Coldstream
- Location
- Bellevue, WA, US
- LinkedIn followers
- 500 followers
About Erika Yelle
Coldstream is an employee-owned, independently-operated wealth management firm that’s…
Experience
Chief Compliance Officer
Jan 2002 — Present
Education
Seattle University
Liberal Arts and Sciences, General Studies and Humanities
1982 — 1983
Seattle Preparatory High School - Matteo Ricci
High School, Liberal Arts and Sciences, General Studies and Humanities
1979 — 1982
UW Foster School of Business
Bachelor of Business Administration - BBA, Finance and Marketing
1983 — 1986
Skills
- Series 24
- Investments
- Series 7
- Investment Advisor Compliance
- Enterprise Risk Management
- Broker-Dealer Operations
- Regulatory Compliance
- Iaccp Investment Adviser Certified Compliance Professional
- Series 63
- Broker-Dealer Compliance
- Management
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