Eric Hess
Digital Assets, Exempt Offerings, Capital Markets, Broker Dealer/Investment Adviser, FinTech, AML.
- Role
- Partner at Upper90
- Location
- Westfield, NJ, US
- LinkedIn followers
- 500 followers
General Business & ManagementView LinkedIn profile
Experience
Partner
Feb 2018 — Present · New York, NY, US
Education
Binghamton University
Bachelor of Science, Economics
1985 — 1989
Fordham University School of Law
JD, Law
1991 — 1994
Skills
- Business Process Improvement
- Software Licensing
- Equity Trading
- Contract Negotiation
- Technology Management
- Executive Management
- Sec
- IT Infrastructure Management
- Financial Regulation
- Prime Brokerage
- Supervisory Experience
- Securities Regulation
- Securities
- Series 24
- Futures
- Broker-Dealer
- Equities Technology
- Market Data
- Human Resources
- Employment Law
- Regulatory Analysis
- Legal Compliance
- Risk Management
- Stock Exchange
- Product Development
- Options
- Trading Systems
- Securities Exchange Act of 1934
- Budget Process
- Enterprise Risk Management
- Strategic Planning
- Project Planning
- Business Strateg
- Alternative Trading Systems
- Equities
- Regulatory Policy
- Financial Services
- Due Diligence
- Hedge Funds
- Mergers & Acquisitions
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