Eric Field
Director of Risk and Compliance at Harris Williams
- Role
- Director of Risk and Compliance at Harris Williams
- Location
- Richmond, VA, US
- LinkedIn followers
- 500 followers
General Business & ManagementView LinkedIn profile
About Eric Field
Seasoned compliance manager with over 20 years of experience in balancing regulatory…
Experience
Director of Risk and Compliance
Apr 2021 — Present · Richmond, VA, US
Education
West Virginia University
Bachelor of Science (B.S.), Finance and Management
1993 — 1997
The Johns Hopkins University - Carey Business School
Master of Science (M.S.), Finance
2002 — 2012
Skills
- Regulatory Strategy
- Implementation of Policies
- Finra
- Banking
- Policy
- Regulatory Risk
- Trading Systems
- Development of Policies
- Regulatory Submissions
- Capital Markets
- Series 7
- Insurance
- Trading
- Investment Banking
- Fixed Income
- Strategy
- Securities
- Options
- Regulations
- Equities
- Regulatory Reporting
- Compliance Management
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.