Erica Roa

Sr Fixed Income Analyst & Sustainable Fi Investing @Mackenzie Investments

Toronto, ON, CA
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Feb 2021 — Present

Sr Fixed Income Analyst & Sustainable Fi Investing @Mackenzie Investments

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Toronto, ON, CA

Spearhead investment decisions through comprehensive financial analysis of North American banks and insurers, evaluating capital structure dynamics, regulatory disclosures, and institutional risk profiles- Track macroeconomic indicators and shifts in regulatory frameworks (OSFI, Fed, FDIC, OCC, NCUA) to ensure strategic compliance and portfolio resilience- Deliver actionable investment recommendations on Tier 1 and Tier 2 capital instruments, enhancing portfolio performance and optimizing risk-adjusted returns- Architect multi-sector strategies across emerging markets with exposure to Mexico, Brazil, Colombia, Chile, China, and Australia- Lead development of proprietary models to assess environmental integrity, detect greenwashing risks, and score Green and Sustainability-Linked Bonds (SLBs)- Contribute to the Responsible Investing Committee shaping and operationalizing the firm’s Sustainable Investment philosophy- Foster high-level client engagement and trusted relationships with rating agencies, senior executives, and sell-side analysts.

EDUCATION

1999 — 2004

Universidad Nacional de Colombia

Bachelors Degree, Economics

2017 — 2019

University of Toronto

Master of Global Affairs, International Relations and Affairs

2012 — 2012

George Brown Polytechnic

Financial Planner - Ontario Graduate Certificate, Finance, General

SKILLS

FinanceAnalysisDerivativesSecuritiesBondsAsset AllocationMutual FundsFinancial MarketsCapital MarketsBloombergEquitiesForecastingFixed IncomeValuationEquity ResearchInvestmentsEconomicsFinancial ModelingCorporate FinanceStrategyInvestment StrategiesPrivate EquityTradingInvestment BankingPortfolio ManagementFinancial Risk

ABOUT ERICA ROA

Master of Global Affairs 19’ UofT BSc Economics & Finance Global mindset professional with capital markets experience in Risk Management, Economic Research, Portfolio Management and Relationship Management.Investment and wealth management professional with solid cross-border experience spanning financial planning, tailored wealth solutions, business development, and client acquisition, as well as fixed income strategy, discretionary portfolio management, client-centric advisory, and sustainable investment integration.Recognized for designing and executing wealth strategies that align client goals with regulatory mandates and market dynamics, delivering risk-aware solutions that integrate performance, resilience, and sustainable impact. Leadership grounded in strategic thinking and investment foresight, complemented by collaboration, teamwork, and multi-jurisdictional regulatory fluency across Private Banking and Wealth Management contexts.Experienced in relationship management for UHNW clients, asset transitions, and governance processes involving KYC, AML, and credit risk. Known for high-impact communication, stakeholder alignment, influence, and persuasion, fostering long-term trust with institutional and private clients.Strengths include analytical rigor, an entrepreneurial and sales mindset, and purpose-driven decision-making, executed with agility in dynamic environments. Committed to advancing as a trusted Private Banking advisor, contributing to business growth while building long-term client relationships based on trust and tailored wealth solutions.

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Erica Roa — Sr Fixed Income Analyst & Sustainable Fi Investing at Mackenzie Investments in Toronto, ON, CA | Unifers