Erica Proctor
Associate General Counsel, FINRA\'s Office of General Counsel - Capital Markets
- Role
- Associate General Counsel at FINRA
- Location
- Falls Church, VA, US
- LinkedIn followers
- 500 followers
About Erica Proctor
Associate General Counsel within FINRA\'s Office of General Counsel - Capital Markets group. Formerly in-house counsel representing the registered investment advisor custody and institutional clearing businesses at Goldman Sachs, and previously a securities enforcement and regulatory associate, Sidley Austin. University of Maryland undergrad, University of Chicago Law graduate.
Experience
Associate General Counsel
Sep 2024 — Present · DC, US
Supporting the policy and rulemaking functions within the Capital Markets Group of FINRA\'s Office of General Counsel including overseeing preparation of board and committee materials, regulatory notices, rule filings, multiple NMS Plan participation, SEC outreach and economic impact assessments of rulemakings.
Education
University of Chicago Law School
JD
2009 — 2012
University of Maryland
BA, History; Government & Politics
2005 — 2009
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