Eric Chuang
Regulatory Affairs Officer at Insigneo
- Role
- Regulatory Affairs Officer at Insigneo
- Location
- Miami-Fort Lauderdale, FL, US
- LinkedIn followers
- 500 followers
About Eric Chuang
Accomplished Compliance Professional with broad and extensive broker-dealer and consulting experience. Proven track record of success with large and small established boutique Firms playing integral roles in restructuring workflows, enhancing operational efficiencies and reducing business and reputational risk. Strong analytical, organizational, problem solving and writing skills. Ability to exercise balance judgment in a highly regulated environment. Experience in testimony as a witness involving arbitration and regulatory matters.
Experience
Regulatory Affairs Officer
Apr 2024 — Present · Miami, FL, US
Insigneo is a leading international wealth management firm offering a comprehensive menu of services and technology that empowers investment professionals to manage their clients around the world. Since 1985, Insigneo has been committed to delivering a simpler user experience and being a friendlier, more approachable investment firm. We promote a culture of shared values with intelligent controls, service excellence, and continuous innovation—like-minded individuals working as a team over a common goal: to empower investment professionals.
Education
University of South Florida
Bachelor of Science, Finance & Economics
Skills
- Asset Allocation
- Mutual Funds
- Risk Management
- Portfolio Management
- Equities
- Investment Banking
- Investments
- Bonds
- Fixed Annuities
- Risk Assessment
- Wealth Management
- Anti Money Laundering
- Internal Controls
- Series 24
- Financial Services
- Alternative Investments
- Series 63
- Financial Risk
- Asset Management
- Securities
- Aml
- Uniform Combined State Law
- Finra
- Investment Advisory
- Capital Markets
- Series 7
- Asset Managment
- Due Diligence
- Hedge Funds
- Fixed Income
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