Emmanuel Gaffet

Risks, Legal & Compliance Director - Ca Indosuez @Indosuez Wealth Management

Paris, FR
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Dec 2020 — Present

Risks, Legal & Compliance Director - Ca Indosuez @Indosuez Wealth Management

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Paris, FR

Two functions:o Risks, Legal & Compliance Director for CA Indosuez Gestion: leading its legal, risk and compliance teams through day to day duties and multiple projects o Global head of Risks for funds and mandates for CA Indosuez group: create a harmonised risk management approach in a multi site, multi entity, fast developping context. Teams in Paris, Luxembourg, Monaco, Geneva and Lugano.Full scope of open and dedicated funds, private markets funds and mandates

EDUCATION

1990 — 1992

Prépa Sainte Geneviève

General

1992 — 1996

HEC Paris

Master of Business Administration - MBA, Finance, Accounting, Psychosociology

SKILLS

Structured ProductsFinancial RiskAsset ManagementPortfolio ManagementLoansInternal AuditFinancial MarketsTradingInvestment BankingBankingHedge FundsRisk ManagementTeam LeadershipStructured FinanceFixed IncomeInvestmentsCapital MarketsProject ManagementFinanceSecuritizationClearing HousesEquitiesEquity DerivativesDerivativesCollateral

ABOUT EMMANUEL GAFFET

Seasoned Chief Risk Officer & Chief Compliance Officer - transverse and international management. Expertises in compliance / risk management / teams leading / structuring / organisation & project management / audit. HEC Alumni

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Emmanuel Gaffet — Risks, Legal & Compliance Director - Ca Indosuez at Indosuez Wealth Management in Paris, FR | Unifers