Emily Jones

Compliance Testing Specialist VP Compliance and Controls @BNY

Manchester, GB
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Dec 2023 — Present

Compliance Testing Specialist VP Compliance and Controls @BNY

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Manchester, GB

leading compliance reviews- rule mapping- regulatory research- report production- issue management- mentoring and training- leadership- annual planning and review allocation- stakeholder relations

EDUCATION

N/A

The Chartered Institute for Securities & Investment (The CISI)

International Investments and Securities

2015

International Compliance Association

Certificate, Compliance

2014

Chartered Insurance Institute

R01, Financial Services, Compliance and Ethics

1990 — 1995

Stretford Grammar School

GCSE, 6 Qualifications

2015

Insolvency Practioners Association

CPPI, Scottish Insolvency

2008

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NVQ, Customer Service - Level 2 and 3

SKILLS

Call CentersBankingRisk ManagementRegulationsFinancial RiskCreditDebt ManagementChange ManagementIvaComplianceFinanceAnti Money LaunderingInsuranceFinancial RegulationCustomer ServiceStakeholder ManagementTeam LeadershipGovernanceOperational Risk ManagementFinancial ServicesKycRegulatory Compliance

ABOUT EMILY JONES

Experienced compliance professional specialising in regulatory monitoring and testing. Able to absorb numerous regulatory requirements and implement them into operational practise. Strong analytical, research and technical skills. Excellent communication skills and can lead projects, motivate colleagues across various departments and achieve positive results to a high standard. Able to maintain strong professional relationships with colleagues, stakeholders and clients alike. A strong leader, who can motivate and mentor a team to achieve their personal and professional objectives. Accustomed to working on numerous work streams simultaneously.

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Emily Jones — Compliance Testing Specialist VP Compliance and Controls at BNY in Manchester, GB | Unifers