Emily Jones
Compliance Testing Specialist VP Compliance and Controls @BNY
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WORK HISTORY
Compliance Testing Specialist VP Compliance and Controls @BNY
Manchester, GB
leading compliance reviews- rule mapping- regulatory research- report production- issue management- mentoring and training- leadership- annual planning and review allocation- stakeholder relations
EDUCATION
The Chartered Institute for Securities & Investment (The CISI)
International Investments and Securities
International Compliance Association
Certificate, Compliance
Chartered Insurance Institute
R01, Financial Services, Compliance and Ethics
Stretford Grammar School
GCSE, 6 Qualifications
Insolvency Practioners Association
CPPI, Scottish Insolvency
Start Training
NVQ, Customer Service - Level 2 and 3
SKILLS
ABOUT EMILY JONES
Experienced compliance professional specialising in regulatory monitoring and testing. Able to absorb numerous regulatory requirements and implement them into operational practise. Strong analytical, research and technical skills. Excellent communication skills and can lead projects, motivate colleagues across various departments and achieve positive results to a high standard. Able to maintain strong professional relationships with colleagues, stakeholders and clients alike. A strong leader, who can motivate and mentor a team to achieve their personal and professional objectives. Accustomed to working on numerous work streams simultaneously.
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