Elijah Phard
Regulatory Compliance Intern @National Futures Association
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WORK HISTORY
Regulatory Compliance Intern @National Futures Association
NY, US
Support examiners in assessing member firm compliance with NFA rules and CFTC regulations- Review and interpret regulatory filings such as financial statements, risk reports, and AML documentation- Assist in preparing detailed examination reports and documenting findings in accordance with NFA protocols- Conduct initial reviews of firm policies and procedures, identifying potential areas of non-compliance- Support cross-functional teams by compiling documentation and organizing case files for audit trail integrity.
ABOUT ELIJAH PHARD
I chose finance as my major because of my deep passion for math and problem-solving…
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