Ekalavya Sharma
Senior Associate at DBS Bank
- Role
- Senior Associate at DBS Bank
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Ekalavya Sharma
Experienced Compliance Officer with a demonstrated history of working in the banking…
Experience
Senior Associate
Jun 2023 — Present · Mumbai, IN
Partnership with Business & Compliance Domain Heads:1. Handling of Global Financial Market & FEMA compliance with specific expertise in regulatory processes & product suite.2. Assist with Regulatory Advisory to Business and Functions.3. Provide transversal regulatory watch and monitoring of regulatory evolutions that have an impact of the business’ or operations’ activities within the Bank. These include but not limited to (i) identification (and update where needed) of appropriate regulatory aspects of policies (ii) having a process in place for regular monitoring of such changes communication on relevant regulatory watch developments to all necessary stakeholders.4. Partner and collaborate closely with the Compliance Domain Heads to support on regulatory topics and ensure relevant circulars/guidelines/advisories related to Global Financial Markets domain are duly discussed and understood.5. Assessment of new product launches from regulatory perspective and ensure compliance.6. Assist Compliance Assurance team with understanding and testing of products and processes within Global Financial Markets business unit.Regulatory/ Supervisory & Industry Engagement:1. Build strong working relationships at the relevant levels across regulators – RBI, SEBI, other Banking industrial bodies / quasi-regulators such as IBA, FEDAI, FIMMDA etc.2. Connect with industry forums and other Banks’ compliance officers to better understand industry trends, peer practice on management of existing Compliance risks and assessment of emerging risks.
Education
J K Institute of Applied Physics and Technology
Bachelor’s Degree
Department of Financial Studies, University of Delhi
Master of Business Administration (M.B.A.)
2015 — 2017
Skills
- Microsoft Office
- Corporate Finance
- Financial Analysis
- Portfolio Management
- Microsoft Excel
- Powerpoint
- Windows
- Equity Valuation
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