Eepuri Prashanth Kumar

About Eepuri Prashanth Kumar

Achievement-focused CLM Specialist with 8+ years of experience across global financial…

Experience

1. Clm Specialist

   HSBC

   Nov 2022 — Present · Hyderabad, IN

   Executed end-to-end KYC due diligence for diverse entity types including Corporations, GeneralPartnerships, Trusts, Sole Traders, and Foundations, ensuring strict adherence to globalcompliance and regulatory standards.Lead client engagement initiatives to collect, review, and validate KYC documentation, ensuringalignment with internal policies and external regulatory requirementsPerformed client on boarding and periodic reviews through direct interaction to collect,validate, and authenticate KYC documents ensuring full compliance with AML, CDD, and EDDrequirements.Assessed ownership structures, financial background, and control hierarchies to detect andescalate high-risk profiles in line with risk assessment frameworks and AML protocols.Managing and mentoring a team of 5–10 analysts, delegating tasks, monitoring performance,and driving continuous improvement in on boarding quality and turnaround time (TAT).Acted as KYC quality control lead, reviewing case files for completeness and accuracy tomaintain compliance excellence and mitigate legal/regulatory exposure.Executed client file remediation and periodic KYC reviews to ensure timely updates inalignment with regulatory changes and internal policies.Joined forces cross with compliance, risk, legal, and operations teams to resolve complexregulatory queries, interpret policies, and streamline clients on boarding processes.Proficiently identified Ultimate Beneficial Owners (UBOs), Key Controllers, AuthorizedSignatories, and Directors, accurately documenting and mapping entity ownership structures inin accordance with HSBC guidelines.Ensured seamless integration of KYC data into internal systems by completing KYC templates,validating source of wealth/funds, and managing CDD/EDD escalations.Maintained up-to-date knowledge of evolving AML/KYC regulations, FATCA, CRS, and SanctionsScreening, ensuring alignment with HSBC’s global compliance framework.

Education

• AV College

  Bachelor of Commerce (B.Com.)

  2011 — 2014

• Aurora's pg college

  Master’s Degree

  2014 — 2016