Edward Ted Smith

General Counsel; Chief Compliance Officer

Role
General Counsel Chief Compliance Officer at Investcorp
Location
Farmington, CT, US
LinkedIn followers
500 followers

About Edward Ted Smith

At Investcorp, my role as General Counsel and Chief Compliance Officer merges over a decade of legal and regulatory acumen with a focused expertise in credit management. Our team ensures rigorous compliance and robust legal oversight all while maintaining focus on the firm\'s strategic initiatives. My mission is to safeguard our operations against legal and regulatory risks, a commitment I\'ve upheld through the acquisition and integration of Marble Point Credit Management. With a proven track record in both private equity and credit management, I contribute to overarching company goals by mitigating ever-changing risks of private markets investment management.

Experience

  1. General Counsel Chief Compliance Officer

    Investcorp

    Jan 2023 — Present · New York, NY, US

    General Counsel and Chief Compliance Officer of ~$11bn U.S. credit management platform.

Education

  • Benjamin N. Cardozo School of Law

    Juris Doctor, Concentrations in Litigation and Corporate Law

    2008 — 2011

  • Fordham University

    B.A., Political Science

    2001 — 2005

Skills

  • Civil Litigation
  • Commercial Litigation
  • Legal Research
  • Legal Writing
  • Compliance
  • Client Communication
  • Legal Services
  • Operational Due Diligence
  • Legal Assistance
  • Policy
  • Government
  • Securities Regulation
  • Due Diligence
  • Policy Analysis
  • Research
  • Corporate Law
  • Corporate Governance
  • Private Equity
  • Finra
  • Arbitration

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Edward Ted Smith — General Counsel Chief Compliance Officer at Investcorp in Farmington, CT, US | Unifers