Edward Monti
RETIRED Principal Analyst in the Membership Application Program at FINRA
- Role
- Principal Examiner - Triage Unit at FINRA
- Location
- Woodbridge, NJ, US
- LinkedIn followers
- 500 followers
About Edward Monti
Experienced Principal Analyst with a demonstrated history of working in the financial services industry. Proficient in securities regulation analytics, legal writing, market regulation, sales practice, and, broker-dealer. Experienced paraprofessional specializing in real estate with some experience with Trusts and Estates and Corporate. References and Educational background furnished upon request.
Experience
Principal Examiner - Triage Unit
Nov 2017 — Present
Education
Upon request
Liberal Arts concentration in Business Law, Paralegal Studies
Skills
- Legal Writing
- Surveillance
- Finra
- Series 24
- Financial Regulation
- Dodd-Frank
- Interviews
- Equity Trading
- Theology
- Securities
- Asset Management
- Blogger
- Policy
- Sec
- Bloomberg
- Investigation
- Equities
- Corporate Governance
- Anti Money Laundering
- Capital Markets
- Aml
- USA Patriot Act
- Market Data
- Prime Brokerage
- Public Speaking
- Electronic Trading
- Performing Arts
- Broker-Dealer
- Options
- Investment Banking
- Settlement
- Financial Markets
- Securities Regulation
- Fraud
- Derivatives
- Series 7
- Fixed Income
- Trading
- Private Investigations
- Creative Writing
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