Edmund Malone
Compliance and Operations Professional
- Role
- Chief Compliance Officer at Cornerstone Wealth Management
- Location
- Cleveland, OH, US
- LinkedIn followers
- 500 followers
Experience
Chief Compliance Officer
Mar 2022 — Present · Westlake, OH, US
Responsible for assisting with the design, implementation, and monitoring of the processes which Cornerstone uses to comply with all applicable securities laws and regulations. In addition to ensuring Cornerstone’s compliance with external regulatory requirements, also involved with the day-to-day management of the firm’s financial activities and operations. Registered Investment Advisor Representative: Series 65 licensed.Member of National Association of Compliance Professionals.
Education
The Citadel
Bachelor's degree, Psychology
1983 — 1987
Cleveland State University
Master of Fine Arts (M.F.A.), Creative Writing
2006 — 2011
Cleveland State University
Master of Arts (MA), English Language and Literature/Letters
2012 — 2015
Skills
- Program Management
- Research
- Banner
- Leadership
- Customer Service
- Public Speaking
- Curriculum Development
- Blackboard Lms
- Management
- Microsoft Word
- Team Leadership
- Teaching
- Time Management
- Team Management
- Microsoft One Note
- Strategic Planning
- Microsoft Powerpoint
- Microsoft Office
- Microsoft Excel
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