Ed Russino

Vice President - Compliance - Surveillance Investigations @JPMorganChase

Conduct insider trading and market manipulation investigations for the Corporate and Investment Bank. Responsibilities include:\\\\n• Identify potential risks associated with regulatory agency requests and Trade Surveillance Referrals.\\\\n• Identify potential violations of U.S. securities laws, particularly, the Securities Act of 1933, the Securities Exchange Act of 1934, and applicable FINRA/SRO rules.\\\\n• Identify patterns and trends consistent with insider trading, market manipulation, OFAC violations, money laundering and terrorist financing including source of funds investigations, and to flag suspicious activity.\\\\n• Complete Suspicious Activity Reports (SAR) as required by the Bank Secrecy Act.\\\\n \\\\n\\\\n \\\\n \\\\n\\\\n \\\\n