Duane Penfold
Chief Operating Officer Chief Compliance Officer @Freedom Capital Markets
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WORK HISTORY
Chief Operating Officer Chief Compliance Officer @Freedom Capital Markets
Freedom Capital Markets (FCM) is the investment banking and equity capital markets arm of Prime Executions, Inc, a wholly owned subsidiary of Freedom Holding Corp.(NASDAQ: FRHC). In addition to advising clients on the go-public process – from application to bell ringing – FCM provides corporate and institutional clients with a full array of investment banking, finance, and capital markets advisory services. The company’s capabilities include initial and follow-on offerings, PIPEs, SPACs, private placements, convertible issues, debt capital, mergers and acquisitions, corporate access, and corporate restructuring.
SKILLS
ABOUT DUANE PENFOLD
Accomplished senior financial executive with a strong record of managing strategies…
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