Duane Penfold

Duane Penfold

Chief Operating Officer Chief Compliance Officer @Freedom Capital Markets

New York, NY, US
EMAILS
d••••@freedomcapmkts.com
MOBILE NUMBERS
+15•••••••97

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WORK HISTORY

Jan 2022 — Present

Chief Operating Officer Chief Compliance Officer @Freedom Capital Markets

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Freedom Capital Markets (FCM) is the investment banking and equity capital markets arm of Prime Executions, Inc, a wholly owned subsidiary of Freedom Holding Corp.(NASDAQ: FRHC). In addition to advising clients on the go-public process – from application to bell ringing – FCM provides corporate and institutional clients with a full array of investment banking, finance, and capital markets advisory services. The company’s capabilities include initial and follow-on offerings, PIPEs, SPACs, private placements, convertible issues, debt capital, mergers and acquisitions, corporate access, and corporate restructuring.

SKILLS

LeadershipNavigationDefenseEnforcementComplianceProgram ManagementGovernmentWeaponsInformation AssuranceMilitaryLogisticsOrganizational LeadershipU.s. Department of DefenseOperations ManagementNational SecurityCommandMilitary OperationsIntelligenceMaritimeHomeland SecurityNatoTacticsTop SecretSecurity ClearanceMilitary ExperienceTeam BuildingNavyOperational PlanningDodManagementContract NegotiationIntelligence Analysis

ABOUT DUANE PENFOLD

Accomplished senior financial executive with a strong record of managing strategies…

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