Duane Penfold
- Role
- Chief Operating Officer Chief Compliance Officer at Freedom Capital Markets
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Duane Penfold
Accomplished senior financial executive with a strong record of managing strategies…
Experience
Chief Operating Officer Chief Compliance Officer
Jan 2022 — Present
Freedom Capital Markets (FCM) is the investment banking and equity capital markets arm of Prime Executions, Inc, a wholly owned subsidiary of Freedom Holding Corp.(NASDAQ: FRHC). In addition to advising clients on the go-public process – from application to bell ringing – FCM provides corporate and institutional clients with a full array of investment banking, finance, and capital markets advisory services. The company’s capabilities include initial and follow-on offerings, PIPEs, SPACs, private placements, convertible issues, debt capital, mergers and acquisitions, corporate access, and corporate restructuring.
Skills
- Leadership
- Navigation
- Defense
- Enforcement
- Compliance
- Program Management
- Government
- Weapons
- Information Assurance
- Military
- Logistics
- Organizational Leadership
- U.s. Department of Defense
- Operations Management
- National Security
- Command
- Military Operations
- Intelligence
- Maritime
- Homeland Security
- Nato
- Tactics
- Top Secret
- Security Clearance
- Military Experience
- Team Building
- Navy
- Operational Planning
- Dod
- Management
- Contract Negotiation
- Intelligence Analysis
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