Douglas van Galder

Compliance Analyst @Boutwell Fay Llp

Orange County, CA, US
EMAILS
d••••••••@boutwellfay.com
MOBILE NUMBERS
+17•••••••50

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WORK HISTORY

May 2016 — Present

Compliance Analyst @Boutwell Fay Llp

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Newport Beach, CA, US

EDUCATION

1979 — 1983

UCLA

Bachelor's Degree, Economics and Political Science

SKILLS

ManagementFinancial PlanningWealth ManagementSales401kDefined BenefitMutual FundsAsset AllocationRisk ManagementRetirement PlanningBusiness StrategyFinancial AdvisorySeries 63403(B)SecuritiesSmall BusinessStrategic PlanningStrategyErisaEmployee BenefitsFinanceExecutive ManagementSeries 7Portfolio ManagementAdministrationDefined ContributionLeadershipPensionsRetirementStrategic Financial PlanningMergers & AcquisitionsInsuranceInvestmentsInvestment AdvisoryPension FundsAsset ManagementRetirement Plan Consulting

ABOUT DOUGLAS VAN GALDER

Douglas Van Galder is a Compliance Analyst who is committed to the favorable…

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