Douglas Weeden
Director, Compliance Services
- Role
- Director Compliance Services at 17a-4 LLC
- Location
- Nashville, TN, US
- LinkedIn followers
- 500 followers
About Douglas Weeden
Legal professional at the intersection of financial services and tech-enabled regulatory…
Experience
Director Compliance Services
Apr 2016 — Present · New York, NY, US
17a-4 llc is a compliance software and services company focusing on e-messaging and archive technologies that meet the regulatory and e-discovery requirements of institutional clients. Clients that are required to adhere to SEC, FINRA, CFTC and other rules and regulations leverage our software and expertise to ensure their information infrastructure is in compliance.
Skills
- Insurance Law
- Research
- Strategy
- Due Diligence
- Marketing Strategy
- Privacy Law
- Social Media
- Financial Modeling
- Management
- Cloud Computing
- Cloud Security
- Intellectual Property
- Strategic Planning
- Portfolio Management
- Legal Research
- Litigation Support
- Program Administration
- Venture Capital
- Microsoft Office
- Legal Writing
- Corporate Law
- Mergers & Acquisitions
- Civil Litigation
- Corporate Governance
- Cloud Applications
- Business Strategy
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