Douglas Moskowitz
Executive Director - Compliance Officer
- Role
- Executive Director at Morgan Stanley
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
Experience
Executive Director
Apr 2017 — Present · New York, NY, US
Prime Brokerage - Lead Compliance OfficerMorgan Stanley Fund Services - Lead Compliance Officer Prime Dealer Services Corp - Chief Compliance Officer
Education
Syracuse University - Maxwell School
Certificate of Concentration, Gerontology
Syracuse University - Martin J. Whitman School of Management
Bachelor of Science, Finance
Skills
- Securities Lending
- Prime Brokerage
- Broker-Dealer
- Best Execution
- Policies & Procedures
- Investments
- Ethics
- Securities Exchange Act of 1934
- Equities
- Compliance Advisory
- Compliance Training
- Hedge Funds
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